Legal Disclosures

Form CRS – Client Relationship Summary
Regulation Best Interest Investment Services and Fee Summary
Acknowledgement of Fiduciary Standard Under Title 1 of ERISA and PTE 2020-02
Business Continuity Plan
Order Routing Practices – SEC Rule 606
G-10 Disclosure
Privacy Policy
Model Extended Hours Trading Risk Disclosure Statement
Code of Business Conduct and Ethics
Broker Dealer Recruitment Disclosure
Electronic Notice and Signature Disclosure
&Partners Miscellaneous Fee Schedule